The updated Q&A includes a new answer in relation to the segregation level for indirect clearing accounts. MiFID II will enter into application on 3 January 2018 and will strengthen the protection of investors by both introducing new requirements and strengthening … read more
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The Q&As include two new answers regarding the following topics: Authorisation and registration: on the obligations applicable to administrators; and Requirements for users: regarding the written plans to be produced by supervised entities. The purpose of this document is to … read more
The Q&As include two new answers regarding the following topics: Authorisation and registration: on the obligations applicable to administrators; and Requirements for users: regarding the written plans to be produced by supervised entities. The purpose of this document is to … read more
Download PDF read more