Pressemitteilung: Präventive Komponente des Stabilitäts- und Wachstumspakts: Europäische Kommission hat nicht sichergestellt, dass das Hauptziel der Verordnung erreicht wird, so das Fazit des Europäischen Rechnungshofs
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EU
Press release: Preventive arm of Stability and Growth pact: the Commission has not ensured that the regulation’s main objective is met, say EU Auditors
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ESMA updates Q&As on MiFID II and MiFIR investor protection and intermediaries
The new Q&As are on the topics of inducements (research) and provision of investment services by third country firms. The overall MiFID II Q&A provide clarifications on the following topics: Best execution; Suitability and appropriateness; Recording of telephone conversations and … read more
ESMA updates Q&As on MiFID II and MiFIR investor protection and intermediaries
The new Q&As are on the topics of inducements (research) and provision of investment services by third country firms. The overall MiFID II Q&A provide clarifications on the following topics: Best execution; Suitability and appropriateness; Recording of telephone conversations and … read more
ESMA reminds UK-based regulated entities about timely submission of authorisation applications
In particular, ESMA emphasises the importance of the timeline to submit requests for authorisation to the National Competent Authorities (NCAs) and ESMA for regulated entities (entities) wishing to relocate in the context of the United Kingdom withdrawing from the European … read more