EU

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The European Commission issued its latest reports on steps taken by Bulgaria and Romania to meet their commitments on judicial reform and the fight against corruption, and in the case of Bulgaria organised crime, in the context of the Cooperation … read more

ESMA publishes MiFID II Supervisory Briefing on Suitability

This supervisory briefing covers the following topics:  determining situations where the suitability assessment is required; information to clients about the purpose of the suitability assessment; obtaining information from clients; arrangements necessary to understand investment products; arrangements necessary to understand the … read more